Grievance Redressal Policy

Issued by: Equity Guru MS

SEBI Registration Number: INH000019497

Effective Date: 2 June 2025

Approved by: Manjushree Sharma

Objective

This policy is formulated to ensure prompt and fair redressal of client grievances in compliance with the SEBI (Research Analyst) Regulations, 2014. We are committed to delivering professional, ethical, and transparent services while addressing client concerns in a time-bound manner.

Scope

This policy applies to all clients and users of research services offered by Equity Guru MS, including:

Modes to Lodge a Grievance

Clients may submit complaints via any of the following channels:

Grievance Redressal Mechanism

Stage Action Timeline
Level 1 Submit complaint to the official grievance email/contact number Acknowledgement within 2 business days
Level 2 Resolution by internal compliance team Within 7 business days
Level 3 Escalation to Principal Officer / Management Final response within 15 business days

If the issue remains unresolved after the above steps, the client may approach SEBI via the SCORES portal.

Escalation to SEBI

If you are not satisfied with the resolution provided, you may escalate the grievance to SEBI:

Please quote your complaint reference number when escalating.

Record Maintenance

All grievances received and resolved are documented, along with:

These records are maintained for a minimum of five years as per SEBI guidelines.

Review and Amendment

This policy shall be reviewed periodically and may be amended to comply with changes in regulatory requirements or improve service quality.